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Banking and Finance
Regulatory matters, FINMA licensing, FinTech and investment funds.
— Detail
The firm advises banks, asset managers, financial intermediaries and other financial sector participants on regulatory matters and their dealings with supervisory authorities.
We have particular experience in FINMA licensing procedures and assist clients from the analysis of the applicable regulatory framework through to the preparation of the application and dealings with the authority.
Our practice also covers governance, organisational matters, compliance and anti-money laundering requirements, as well as restructurings, acquisitions or disposals involving regulated institutions.
Areas of work
- Financial services regulation
- FINMA licensing proceedings
- FinTech / crypto / blockchain
- Investment funds